Chang Christopher H's Form 4 filing
Semtech Corp (SMTC) · filed Mar 28, 2022
- Accession no.
- 0001593968-22-000782
- Filed
- Mar 28, 2022
- Trade date
- Mar 28, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $490.5K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chang Christopher HCIK 0001734745 | Officer (SVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $34.75 | +$173,750 | 23,676 | Direct | |
| Mar 28, 2022 | Common Stock | SSaleDisposed | −5,000 | $70.56 | −$352,800 | 18,676 | Direct | |
| Mar 28, 2022 | Common Stock | SSaleDisposed | −1,950 | $70.59F1 | −$137,650.5 | 16,726 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2022 | SMTC | MOption exerciseDisposed | −5,000 | $34.75 | −$173,750 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average of these sales. The prices ranged from $70.5750 to $70.5890. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.