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Nasca David J's Form 4 filing

Evans Bancorp Inc (EVBN) · filed Mar 17, 2022

Accession no.
0001593968-22-000768
Filed
Mar 17, 2022
Trade date
Mar 16, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $101.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nasca David JCIK 0001237044Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 16, 2022Common StockMOption exerciseAcquired+7,785$15.50+$120,667.593,398.73Direct
Mar 16, 2022Common StockFTax withholdingDisposed−3,099$38.95−$120,706.0590,299.73Direct
Mar 16, 2022Common StockMOption exerciseAcquired+2,595$15.50+$40,222.592,894.73Direct
Mar 16, 2022Common StockSSaleDisposed−2,595$39.02F1−$101,256.990,299.73Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 16, 2022Common StockMOption exerciseDisposed−7,785$0.00$00Direct
Mar 16, 2022Common StockMOption exerciseDisposed−2,595$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The 2,595 shares were sold at an average price of $39.0244. The breakdown of this transaction is as follows: 200 shares at $38.95, 100 shares at $38.99, 497 shares at $39.00, 600 shares at $39.01, 527 shares at $39.02, 200 shares at $39.03, 361 shares at $39.10, 100 shares at $39.15, 1 share at $39.35, 9 shares at $39.50.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)