Chukwu Emeka's Form 4 filing
Semtech Corp (SMTC) · filed Feb 18, 2022
- Accession no.
- 0001593968-22-000511
- Filed
- Feb 18, 2022
- Trade date
- Feb 18, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $261.3K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chukwu EmekaCIK 0001381846 | Officer (EVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2022 | Common Stock | MOption exerciseAcquired | +3,750 | $17.51 | +$65,662.5 | 103,439 | Direct | |
| Feb 18, 2022 | Common Stock | SSaleDisposed | −2,764 | $69.42F1 | −$191,876.88 | 100,675 | Direct | |
| Feb 18, 2022 | Common Stock | SSaleDisposed | −986 | $70.39F2 | −$69,404.54 | 99,689 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2022 | Common Stock | MOption exerciseDisposed | −3,750 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average of these sales. The prices ranged from $69.0500 to $69.9650. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average of these sales. The prices ranged from $70.1200 to 70.8300. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
Remarks
These transactions are pursuant to a rule 10b5-1 trading plan adopted by Mr. Chukwu on September 13,2021.