Chukwu Emeka's Form 4 filing
Semtech Corp (SMTC) · filed Jan 10, 2022
- Accession no.
- 0001593968-22-000184
- Filed
- Jan 10, 2022
- Trade date
- Jan 7, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $307.1K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chukwu EmekaCIK 0001381846 | Officer (EVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Stock | MOption exerciseAcquired | +3,750 | $17.51 | +$65,662.5 | 103,439 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −1,800 | $80.76F1 | −$145,368 | 101,639 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −1,151 | $81.91F2 | −$94,278.41 | 100,488 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −303 | $83.34F3 | −$25,252.02 | 100,185 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −311 | $84.89F4 | −$26,400.79 | 99,874 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −185 | $85.67F5 | −$15,848.95 | 99,689 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Stock | MOption exerciseDisposed | −3,750 | $0.00 | $0 | 11,250 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average of these sales. The prices ranged from $80.47 to $80.985. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average of these sales. The prices ranged from $81.54 to $82.4975. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average of these sales. The prices ranged from $82.715 to $83.66. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average of these sales. The prices ranged from $84.425 to $85.25. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average of these sales. The prices ranged from $85.52 to $85.78. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
Remarks
These transactions are pursuant to a Rule 10b5-1 trading plan adopted by Mr. Chukwu on September 13, 2021.