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Wilson John Michael's Form 4 filing

Semtech Corp (SMTC) · filed Jan 6, 2022

Accession no.
0001593968-22-000171
Filed
Jan 6, 2022
Trade date
Jan 5, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $881.6K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wilson John MichaelCIK 0001189923Officer (EVP)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 5, 2022Common StockMOption exerciseAcquired+10,000$17.51+$175,10027,372Direct
Jan 5, 2022Common StockSSaleDisposed−10,000$88.16F1−$881,60017,372Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 5, 2022SMTCMOption exerciseDisposed−10,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This price represents the weighted average of these sales. The prices ranged from $88 to $88.67. Price and share details are available upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)