Ho William's Form 4 filing
RAPT Therapeutics, Inc. (RAPT) · filed Jan 6, 2022
- Accession no.
- 0001593968-22-000168
- Filed
- Jan 6, 2022
- Trade date
- Jan 4-5, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $80.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ho WilliamCIK 0001400901 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2022 | Common Stock | MOption exerciseAcquired | +1,737 | $6.18 | +$10,734.66 | 58,843 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseAcquired | +1,736 | $6.30 | +$10,936.8 | 60,579 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseAcquired | +2,305 | $12.00 | +$27,660 | 62,884 | Direct | |
| Jan 5, 2022 | Common Stock | SSaleDisposed | −2,000 | $40.00 | −$80,000 | 60,884 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2022 | Common Stock | MOption exerciseDisposed | −1,737 | $0.00 | $0 | 0 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseDisposed | −1,736 | $0.00 | $0 | 4,167 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseDisposed | −2,305 | $0.00 | $0 | 10,122 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.