Hopper Jonathan Mark's Form 4 filing
Vericel Corp (VCEL) · filed Dec 22, 2021
- Accession no.
- 0001593968-21-002569
- Filed
- Dec 22, 2021
- Trade date
- Dec 20-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $637.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hopper Jonathan MarkCIK 0001626325 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $10.95 | +$10,950 | 40,428 | Direct | |
| Dec 20, 2021 | Common Stock | SSaleDisposed | −1,000 | $40.00 | −$40,000 | 39,428 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +9,000 | $10.95 | +$98,550 | 48,428 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −9,000 | $40.14 | −$361,260 | 39,428 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $16.66 | +$166,600 | 49,428 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −5,881 | $40.08 | −$235,710.48 | 43,547 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 56,604 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −9,000 | $0.00 | $0 | 47,604 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 16,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.