Foster Andrew B's Form 4 filing
Aemetis, Inc (AMTX) · filed Nov 8, 2021
- Accession no.
- 0001593968-21-002371
- Filed
- Nov 8, 2021
- Trade date
- Nov 5-8, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $250.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Foster Andrew BCIK 0001285221 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +10,833 | $3.09 | +$33,473.97 | 10,833 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −1,300 | $23.00 | −$29,900 | 9,533 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −9,533 | $23.09 | −$220,116.97 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −10,833 | $0.00 | $0 | 105,831 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.