Barton Francis P's Form 4 filing
Aemetis, Inc (AMTX) · filed Nov 3, 2021
- Accession no.
- 0001593968-21-002359
- Filed
- Nov 3, 2021
- Trade date
- Nov 2-3, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $422.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barton Francis PCIK 0001236181 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +9,445 | $2.54 | +$23,990.3 | 22,897 | Direct | |
| Nov 3, 2021 | Common Stock | MOption exerciseAcquired | +10,555 | $2.54 | +$26,809.7 | 33,452 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −9,445 | $21.13 | −$199,572.85 | 24,007 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −10,555 | $21.12 | −$222,921.6 | 13,452 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −9,445 | $0.00 | $0 | 41,555 | Direct | |
| Nov 3, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −10,555 | $0.00 | $0 | 31,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.