Foster Andrew B's Form 4 filing
Aemetis, Inc (AMTX) · filed Oct 25, 2021
- Accession no.
- 0001593968-21-002297
- Filed
- Oct 25, 2021
- Trade date
- Oct 20-25, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $233.4K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Foster Andrew BCIK 0001285221 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2021 | Common Stock | MOption exerciseAcquired | +11,630 | $2.54 | +$29,540.2 | 11,630 | Direct | |
| Oct 21, 2021 | Common Stock | SSaleDisposed | −213 | $19.96 | −$4,251.48 | 11,417 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −100 | $20.00 | −$2,000 | 11,317 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −11,317 | $20.07 | −$227,132.19 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −11,630 | $0.00 | $0 | 11,850 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.