Foster Andrew B's Form 4 filing
Aemetis, Inc (AMTX) · filed Oct 20, 2021
- Accession no.
- 0001593968-21-002284
- Filed
- Oct 20, 2021
- Trade date
- Oct 18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.27M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Foster Andrew BCIK 0001285221 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2021 | Common Stock | MOption exerciseAcquired | +27,833 | $0.70 | +$19,483.1 | 27,833 | Direct | |
| Oct 18, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $0.92 | +$9,200 | 37,833 | Direct | |
| Oct 18, 2021 | Common Stock | MOption exerciseAcquired | +8,334 | $0.86 | +$7,167.24 | 46,167 | Direct | |
| Oct 18, 2021 | Common Stock | MOption exerciseAcquired | +25,000 | $0.60 | +$15,000 | 71,167 | Direct | |
| Oct 18, 2021 | Common Stock | SSaleDisposed | −27,833 | $18.07 | −$502,942.31 | 43,334 | Direct | |
| Oct 18, 2021 | Common Stock | SSaleDisposed | −10,000 | $17.78 | −$177,800 | 33,334 | Direct | |
| Oct 18, 2021 | Common Stock | SSaleDisposed | −25,000 | $17.78 | −$444,500 | 8,334 | Direct | |
| Oct 18, 2021 | Common Stock | SSaleDisposed | −8,334 | $17.85 | −$148,761.9 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −27,833 | $0.00 | $0 | 27,955 | Direct | |
| Oct 18, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 16,696 | Direct | |
| Oct 18, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −8,334 | $0.00 | $0 | 51,887 | Direct | |
| Oct 18, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 88,581 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.