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Brockstedt Dirk G.'s Form 4 filing

RAPT Therapeutics, Inc. (RAPT) · filed Oct 12, 2021

Accession no.
0001593968-21-002256
Filed
Oct 12, 2021
Trade date
Oct 11, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $81.5K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brockstedt Dirk G.CIK 0001635616Officer (Chief Scientific Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 11, 2021Common StockMOption exerciseAcquired+2,647$6.18+$16,358.4622,459Direct
Oct 11, 2021Common StockSSaleDisposed−2,647$30.78−$81,474.6619,812Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 11, 2021Common StockMOption exerciseDisposed−2,647$0.00$024,990Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)