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Block John R's Form 4 filing

Aemetis, Inc (AMTX) · filed Sep 17, 2021

Accession no.
0001593968-21-002140
Filed
Sep 17, 2021
Trade date
Mar 15-Sep 16, 2021
Filing delay
186 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market sales total $1.13M. It was filed 186 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Block John RCIK 0001055711Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2021Common StockSSaleDisposed−36,000$19.12−$688,32054,627Direct
May 25, 2021Common StockSSaleDisposed−4,977$11.76−$58,529.5254,627Direct
May 26, 2021Common StockSSaleDisposed−15,023$11.82−$177,571.8654,627Direct
Sep 16, 2021Common StockSSaleDisposed−14,511$13.94−$202,283.3440,116Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)