Gupta Sanjeev's Form 4 filing
Aemetis, Inc (AMTX) · filed Sep 17, 2021
- Accession no.
- 0001593968-21-002138
- Filed
- Sep 17, 2021
- Trade date
- Sep 15-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.50M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gupta SanjeevCIK 0001460201 | Officer (Executive Vice President, MD) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +100,000 | $1.72 | +$172,000 | 113,014 | Direct | |
| Sep 16, 2021 | Common Stock | FTax withholdingDisposed | −12,122 | $14.19 | −$172,011.18 | 100,892 | Direct | |
| Sep 15, 2021 | Common Stock | SSaleDisposed | −50,000 | $14.25 | −$712,500 | 13,014 | Direct | |
| Sep 15, 2021 | Common Stock | FTax withholdingDisposed | −7,875 | $13.03 | −$102,611.25 | 63,014 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +60,000 | $1.71 | +$102,600 | 70,889 | Direct | |
| Sep 16, 2021 | Common Stock | MOption exerciseAcquired | +24,800 | $0.60 | +$14,880 | 125,692 | Direct | |
| Sep 16, 2021 | Common Stock | FTax withholdingDisposed | −1,049 | $14.19 | −$14,885.31 | 124,643 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −23,751 | $14.37 | −$341,301.87 | 100,892 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −87,878 | $14.37 | −$1,262,806.86 | 13,014 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −12,871 | $14.37 | −$184,956.27 | 143 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −60,000 | $0.00 | $0 | 0 | Direct | |
| Sep 16, 2021 | Common stock and Series B Preferred | MOption exerciseDisposed | −24,800 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.