Connerton John B's Form 4 filing
Evans Bancorp Inc (EVBN) · filed Sep 10, 2021
- Accession no.
- 0001593968-21-002108
- Filed
- Sep 10, 2021
- Trade date
- Sep 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $116.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Connerton John BCIK 0001427822 | Officer (Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | MOption exerciseAcquired | +3,000 | $15.50 | +$46,500 | 17,290.13 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −3,000 | $38.67F1 | −$116,010 | 14,290.13 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The 3,000 shares were sold at an average price of $38.6747. The breakdown of this transaction is as follows: 2,488 shares at $38.66, 312 shares at $38.75, 200 shares at $38.74.
Referenced by the price of 1 transaction in Table I.