Maheswaran Mohan's Form 4 filing
Semtech Corp (SMTC) · filed Jul 16, 2021
- Accession no.
- 0001593968-21-001846
- Filed
- Jul 16, 2021
- Trade date
- Jul 14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.95M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maheswaran MohanCIK 0001224946 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Common Stock | MOption exerciseAcquired | +30,000 | $17.51 | +$525,300 | 239,210 | Direct | |
| Jul 14, 2021 | Common Stock | SSaleDisposed | −26,562 | $64.82F1 | −$1,721,748.84 | 212,648 | Direct | |
| Jul 14, 2021 | Common Stock | SSaleDisposed | −3,391 | $65.84F2 | −$223,263.44 | 209,257 | Direct | |
| Jul 14, 2021 | Common Stock | SSaleDisposed | −47 | $66.68F3 | −$3,133.96 | 209,210 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | SMTC | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 40,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average of these sales. The prices ranged from $64.3300 to $65.3299. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average of these sales. The prices ranged from $65.3300 to 66.3299. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average of these sales. The prices ranged from $66.3300 to $66.6800. Price and share details are available upon request.
Referenced by the price of 1 transaction in Table I.