Morton Erin Thomas's Form 4 filing
Switch, Inc. (SWCH) · filed Jul 8, 2021
- Accession no.
- 0001593968-21-001819
- Filed
- Jul 8, 2021
- Trade date
- Jul 6-8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $4.26M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Morton Erin ThomasCIK 0001718318 | Officer (President/Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −75,675 | $21.26F2 | −$1,608,850.5 | 402,678 | Direct | |
| Jul 7, 2021 | Class A Common Stock | SSaleDisposed | −68,725 | $21.37F3 | −$1,468,653.25 | 333,953 | Direct | |
| Jul 8, 2021 | Class A Common Stock | SSaleDisposed | −19,222 | $21.10F4 | −$405,584.2 | 314,731 | Direct | |
| Jul 6, 2021 | Class A Common Stock | SSaleDisposed | −16,825 | $21.26F2 | −$357,699.5 | 483,175 | Indirect | |
| Jul 7, 2021 | Class A Common Stock | SSaleDisposed | −15,279 | $21.37F3 | −$326,512.23 | 467,896 | Indirect | |
| Jul 8, 2021 | Class A Common Stock | SSaleDisposed | −4,274 | $21.10F4 | −$90,181.4 | 463,622 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple trades at prices ranging from $21.17 to $21.38, inclusive. The reporting person undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple trades at prices ranging from $21.14 to $21.57, inclusive. The reporting person undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple trades at prices ranging from $21.02 to $21.23, inclusive. The reporting person undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.