Beauchamp Steven R's Form 4/A amendment
AmendedPaylocity Holding Corp (PCTY) · filed Feb 15, 2023
- Accession no.
- 0001591698-23-000017
- Filed
- Feb 15, 2023
- Trade date
- Feb 3, 2023
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 7, 2023
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $294.9K. It was filed 12 days after the trade.
This amendment replaces 0001591698-23-000015 (filed Feb 7, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Beauchamp Steven RCIK 0001314830 | Director, Officer (Co-Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock, par value $0.001 | MOption exerciseAcquired | +1,950 | $17.00 | +$33,150 | 1,757,036 | Direct | |
| Feb 3, 2023 | Common Stock, par value $0.001 | FTax withholdingDisposed | −695 | $235.00 | −$163,325 | 1,756,341 | Direct | |
| Feb 3, 2023 | Common Stock, par value $0.001 | SSaleDisposed | −1,255 | $235.00 | −$294,925 | 1,755,086 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock, par value $0.001 | MOption exerciseAcquired | +1,950 | $0.00 | $0 | 14,716 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to correct the shares reported in the Form 4 filed on February 7, 2023 with respect to the amount of non-qualified stock options exercised, to correct the amount of shares withheld for the reporting person's tax and exercise price obligations upon the exercise of non-qualified stock options and to correct the total amount of derivative securities beneficially owned following the reported transaction.
- F2
The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on November 17, 2022.