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Franklin Martin E's Form 4 filing

Element Solutions Inc (ESI) · filed Nov 15, 2022

Accession no.
0001590714-22-000087
Filed
Nov 15, 2022
Trade date
Nov 11-15, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $17.2M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Franklin Martin ECIK 0000940603Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 11, 2022Common Stock, par value $0.01 per sharePPurchaseAcquired+302,000$18.96F1+$5,725,920302,000Indirect
Nov 14, 2022Common Stock, par value $0.01 per sharePPurchaseAcquired+250,000$19.11F3+$4,777,500552,000Indirect
Nov 15, 2022Common Stock, par value $0.01 per sharePPurchaseAcquired+350,000$19.14F4+$6,699,000902,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $18.90 to $19.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $18.90 to $19.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $18.89 to $19.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)