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Slessor Mike's Form 4 filing

Formfactor Inc (FORM) · filed Aug 5, 2024

Accession no.
0001590177-24-000030
Filed
Aug 5, 2024
Trade date
Aug 1-2, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $203.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Slessor MikeCIK 0001590177Director, Officer (CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 1, 2024Common StockSSaleDisposed−1,038$48.60F2−$50,446.8526,149Direct
Aug 1, 2024Common StockSSaleDisposed−1,389$50.28F3−$69,838.92524,760Direct
Aug 1, 2024Common StockSSaleDisposed−471$51.29F4−$24,157.59524,289Direct
Aug 1, 2024Common StockSSaleDisposed−8$52.62−$420.96524,281Direct
Aug 1, 2024Common StockSSaleDisposed−1,094$53.80F5−$58,857.2523,187Direct
Aug 1, 2024Common StockMOption exerciseAcquired+14,427$0.00$0537,614Direct
Aug 1, 2024Common StockFTax withholdingDisposed−8,000$47.25−$378,000529,614Direct
Aug 2, 2024Common StockMOption exerciseAcquired+13,536$0.00$0543,150Direct
Aug 2, 2024Common StockFTax withholdingDisposed−7,506$40.90−$306,995.4535,644Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 1, 2024Common StockMOption exerciseDisposed−14,427$0.00$014,426Direct
Aug 2, 2024Common StockMOption exerciseDisposed−13,536$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $48.23 through $48.95. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $50.11 through $50.74. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $51.13 through $51.61. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $53.625 through $54.46. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)