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Sloane Barry's Form 4 filing

NewtekOne, Inc. (NEWT) · filed May 20, 2025

Accession no.
0001587987-25-000094
Filed
May 20, 2025
Trade date
May 19, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market purchases total $112.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sloane BarryCIK 0001124485Director, Officer (Chairman & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 19, 2025Common stockPPurchaseAcquired+2,000$11.21+$22,4201,182,459Direct
May 19, 2025Common stockPPurchaseAcquired+3,000$11.23+$33,6901,185,459Direct
May 19, 2025Common stockPPurchaseAcquired+2,000$11.22+$22,4401,187,459Direct
May 19, 2025Common stockPPurchaseAcquired+1,500$11.27+$16,9051,188,959Direct
May 19, 2025Common stockPPurchaseAcquired+1,500$11.26+$16,8901,190,459Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)