Sloane Barry's Form 4 filing
NewtekOne, Inc. (NEWT) · filed Sep 24, 2024
- Accession no.
- 0001587987-24-000201
- Filed
- Sep 24, 2024
- Trade date
- Sep 23-24, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 0 derivative transactions. Open-market purchases total $471.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sloane BarryCIK 0001124485 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2024 | Common stock | PPurchaseAcquired | +10,000 | $11.80 | +$118,000 | 1,157,323 | Direct | |
| Sep 23, 2024 | Common stock | PPurchaseAcquired | +10,000 | $11.69 | +$116,900 | 1,167,323 | Direct | |
| Sep 23, 2024 | Common stock | PPurchaseAcquired | +10,000 | $11.68 | +$116,800 | 1,177,323 | Direct | |
| Sep 23, 2024 | Common stock | PPurchaseAcquired | +1,134 | $11.75 | +$13,324.5 | 1,178,457 | Direct | |
| Sep 23, 2024 | Common stock | PPurchaseAcquired | +5,386 | $11.79 | +$63,500.94 | 1,183,843 | Direct | |
| Sep 23, 2024 | Common stock | PPurchaseAcquired | +3,614 | $11.92 | +$43,078.88 | 1,187,457 | Direct | |
| Sep 24, 2024 | Common stock | GGiftDisposed | −40,134 | $0.00 | $0 | 1,147,323 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.