Durels Thomas P.'s Form 4 filing
Empire State Realty Trust, Inc. (ESRT) · filed Dec 19, 2024
- Accession no.
- 0001587455-24-000006
- Filed
- Dec 19, 2024
- Trade date
- Dec 17-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $34.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Durels Thomas P.CIK 0001587455 | Officer (EVP, Real Estate) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2024 | Class A Common Stock | CConversionAcquired | +100,000 | $0.00 | $0 | 100,000 | Direct | |
| Dec 18, 2024 | Class A Common Stock | SSaleDisposed | −3,193 | $10.90 | −$34,803.7 | 96,807 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2024 | Class A Common Stock | CConversionDisposed | −100,000 | $0.00F4 | $0 | 2,362,151 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
A total of 100,000 of vested LTIP Units were converted by the Reporting Person on a one-for-one basis into Operating Partnership Units, which were then redeemed for an equal number of shares of the Issuer's Class A Common Stock.
Referenced by the price of 1 transaction in Table II.