Bernhardt David J.'s Form 4 filing
SentinelOne, Inc. (S) · filed Jul 12, 2023
- Accession no.
- 0001586637-23-000020
- Filed
- Jul 12, 2023
- Trade date
- Jul 11, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $46.1K. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001586637-23-000024 (Aug 10, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bernhardt David J.CIK 0001586637 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2023 | Class A Common Stock | CConversionAcquired | +3,076 | $3.02 | +$9,289.52 | 430,814 | Direct | |
| Jul 11, 2023 | Class A Common Stock | SSaleDisposed | −3,076 | $15.00F3 | −$46,140 | 428,390 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2023 | Class B Common Stock | MOption exerciseDisposed | −3,076 | $0.00 | $0 | 1,987,250 | Direct | |
| Jul 11, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,076 | $0.00 | $0 | 3,076 | Direct | |
| Jul 11, 2023 | Class A Common Stock | CConversionDisposed | −3,076 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.015, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.