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Beabout J. Steven's Form 4 filing

SOBR Safe, Inc. (SOBR) · filed May 25, 2022

Accession no.
0001582945-22-000002
Filed
May 25, 2022, 4:20 PM ET
Trade date
Feb 9-May 24, 2022
Filing delay
105 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $107.1K. It was filed 105 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Beabout J. StevenCIK 0001567260Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 18, 2022Common StockJOtherAcquired+58,800$4.00+$235,200199,506Indirect
May 19, 2022Common StockPPurchaseAcquired+59,013$1.25+$73,766.25258,519Indirect
May 20, 2022Common StockPPurchaseAcquired+12,560$1.06+$13,313.6271,079Indirect
May 24, 2022Common StockPPurchaseAcquired+18,000$1.11+$19,980289,079Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 18, 2022Common StockJOtherAcquired+117,600$0.125+$14,700117,600Direct
Feb 9, 2022Common StockAGrant or awardAcquired+25,000––80,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)