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Lewis Robert Edgar's Form 4 filing

Masonite International Corp (DOOR) · filed Nov 16, 2021

Accession no.
0001580863-21-000090
Filed
Nov 16, 2021
Trade date
Nov 12-16, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $999.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lewis Robert EdgarCIK 0001580863Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 12, 2021Common SharesSSaleDisposed−8,600$116.19F1−$999,23412,948Direct
Nov 12, 2021Common SharesMOption exerciseAcquired+3,637$77.00+$280,04916,585Direct
Nov 12, 2021Common SharesDReturned to the companyDisposed−2,399$116.77−$280,131.2314,186Direct
Nov 12, 2021Common SharesFTax withholdingDisposed−488$116.77−$56,983.7613,698Direct
Nov 12, 2021Common SharesMOption exerciseAcquired+3,670$57.52+$211,098.417,368Direct
Nov 12, 2021Common SharesDReturned to the companyDisposed−1,808$116.77−$211,120.1615,560Direct
Nov 12, 2021Common SharesFTax withholdingDisposed−733$116.77−$85,592.4114,827Direct
Nov 16, 2021Common SharesGGiftDisposed−100$0.00$014,727Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 12, 2021Common SharesMOption exerciseDisposed−3,637$0.00$00Direct
Nov 12, 2021Common SharesMOption exerciseDisposed−3,670$0.00$01,891Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $116.00 to $116.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

Remarks

Senior Vice President, General Counsel and Corporate Secretary

Read the full filing on SEC EDGAR (opens in a new tab)