Bruening Matthew P's Form 4 filing
A10 Networks, Inc. (ATEN) · filed Aug 12, 2021
- Accession no.
- 0001580808-21-000124
- Filed
- Aug 12, 2021
- Trade date
- Aug 2-10, 2021
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $18.6K. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bruening Matthew PCIK 0001188611 | Officer (EVP, Worldwide Sales & Mktg) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +13,972 | $0.00 | $0 | 121,725 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +33,334 | $0.00 | $0 | 155,059 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −1,394 | $13.34 | −$18,595.96 | 153,665 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −13,972 | $0.00 | $0 | 27,944 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −33,334 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.