Trivedi Dhrupad's Form 4 filing
A10 Networks, Inc. (ATEN) · filed Aug 12, 2021
- Accession no.
- 0001580808-21-000123
- Filed
- Aug 12, 2021
- Trade date
- Aug 2-10, 2021
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $61.3K. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Trivedi DhrupadCIK 0001570462 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +39,587 | $0.00 | $0 | 454,596 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +125,000 | $0.00 | $0 | 579,596 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −4,597 | $13.34 | −$61,323.98 | 574,999 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −39,587 | $0.00 | $0 | 79,175 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −125,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.