Phillips David L's Form 4 filing
Vertex Energy Inc. (VTNR) · filed Jun 7, 2022
- Accession no.
- 0001580695-22-000056
- Filed
- Jun 7, 2022
- Trade date
- Jun 2-3, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $2.14M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phillips David LCIK 0001458878 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares were sold in multiple transactions at prices ranging from $15.50 to $15.51, inclusive. The reporting person undertakes to provide Vertex Energy, Inc., any security holder of Vertex Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
These shares were sold in multiple transactions at prices ranging from $16.00 to $17.00, inclusive. The reporting person undertakes to provide Vertex Energy, Inc., any security holder of Vertex Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.