Baerenz Frederick's Form 4 filing
AOG Institutional Fund · filed Apr 8, 2024
- Accession no.
- 0001580642-24-002051
- Filed
- Apr 8, 2024
- Trade date
- Oct 3, 2022-Apr 1, 2024
- Filing delay
- 553 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $246.0K. It was filed 553 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baerenz FrederickCIK 0001906588 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2022 | Shares of Beneficial Interest | PPurchaseAcquired | +3,257.33 | $15.35 | +$50,000.02 | 54,444.43 | Indirect | |
| Jan 18, 2024 | Shares of Beneficial Interest | PPurchaseAcquired | +7,402.68 | $15.67 | +$116,000 | 61,847.11 | Indirect | |
| Apr 1, 2024 | Shares of Beneficial Interest | PPurchaseAcquired | +5,021.97 | $15.93 | +$79,999.98 | 66,869.08 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.