Harley Joshua's Form 4/A amendment
AmendedFathom Holdings Inc. (FTHM) · filed Aug 30, 2023
- Accession no.
- 0001578563-23-000076
- Filed
- Aug 30, 2023
- Trade date
- Aug 12, 2021
- Filing delay
- 748 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Aug 13, 2021
This filing lists 1 non-derivative transaction. It carries over 5 transactions from the original filing that it did not restate. Open-market sales total $832.3K. It was filed 748 days after the trade.
This amendment restates part of 0001578563-21-000026 (filed Aug 13, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harley JoshuaCIK 0001817237 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock | SSaleDisposed | −2,020 | $34.03F2 | −$68,740.6 | 3,198,040 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001578563-21-000026 (filed Aug 13, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock | SSaleDisposed | −1,010 | $28.63F2 | −$28,916.3 | 3,210,410 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −100 | $29.16 | −$2,916 | 3,210,310 | Direct | |
| Aug 12, 2021 | Common Stock | SSaleDisposed | −6,883 | $33.47F5 | −$230,374.01 | 3,200,060 | Direct | |
| Aug 12, 2021 | Common Stock | SSaleDisposed | −13,516 | $33.62F6 | −$454,407.92 | 3,186,544 | Direct | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −1,475 | $31.81F7 | −$46,919.75 | 3,185,069 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The reported securities were sold in multiple transactions at prices ranging from $28.16 to $29.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F5
The reported securities were sold in multiple transactions at prices ranging from $33.00 to $33.93. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F6
The reported securities were sold in multiple transactions at prices ranging from $34.00 to $34.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F7
The reported securities were sold in multiple transactions at prices ranging from $31.50 to $32.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.
- F2
The reported securities were sold in multiple transactions at prices ranging from $34.00 to $34.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F3
Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.
Remarks
This amendment is filed to correct the amount of shares sold on 08/12/2021 from the originally reported 13,516 shares to the correct amount of 2,020 shares. The total shares reflected as owned directly in the line after the line in which the amended transaction is reported incorporates all transactions reported on the original Form 4. All other information in the original Form 4 remains unchanged.