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Bingold Michael's Form 4 filing

Flushing Financial Corp (FFIC) · filed Jan 30, 2023

Accession no.
0001577672-23-000001
Filed
Jan 30, 2023
Trade date
Jan 26-28, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 2 derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bingold MichaelCIK 0001577672Officer (SEVP)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 26, 2023Common StockMOption exerciseAcquired+4,350–F1–39,690Direct
Jan 26, 2023Common StockFTax withholdingDisposed−1,799$19.99−$35,962.0137,891Direct
Jan 26, 2023Common StockAGrant or awardAcquired+8,300–F3–46,191Direct
Jan 27, 2023Common StockFTax withholdingDisposed−419$19.85−$8,317.1545,772Direct
Jan 28, 2023Common StockFTax withholdingDisposed−660$19.26−$12,711.645,112Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 26, 2023Common StockMOption exerciseDisposed−4,350–F5–0Direct
Jan 26, 2023Common StockPPurchaseAcquired+8,300–F6–8,300Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Acquisition resulted from vesting of an equal number of PRSUs, at below target, from the January 30, 2020 grant.

Referenced by the price of 1 transaction in Table I.

F3

Grant of RSUs which vest ratably annually over a five year period.

Referenced by the price of 1 transaction in Table I.

F5

Disposition resulted from vesting of an equal number of PRSUs, at below target achievement, from the January 30, 2020 grant.

Referenced by the price of 1 transaction in Table II.

F6

Grant of PRSUs, at target level, which cliff vest at the end of three year performance period if certain performance metrics are achieved.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)