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Gray Jason's Form 4 filing

Mitek Systems Inc (MITK) · filed Nov 30, 2021

Accession no.
0001577363-21-000006
Filed
Nov 30, 2021
Trade date
Nov 29-30, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $46.6K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gray JasonCIK 0001577363Officer (GC, Secretary & Admin Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 29, 2021Common StockMOption exerciseAcquired+4,469$0.00$0116,843Direct
Nov 30, 2021Common StockSSaleDisposed−1,193$16.73−$19,958.89115,650Direct
Nov 30, 2021Common StockSSaleDisposed−1,590$16.73−$26,600.7114,060Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 29, 2021Common StockMOption exerciseDisposed−4,469$0.00$031,242Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)