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Lake Katrina's Form 4 filing

Stitch Fix, Inc. (SFIX) · filed Jul 16, 2021

Accession no.
0001576942-21-000110
Filed
Jul 16, 2021
Trade date
Jul 14-16, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 29 non-derivative transactions and 9 derivative transactions. Open-market sales total $7.36M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lake KatrinaCIK 0001661964Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 14, 2021Class A Common StockCConversionAcquired+5,555$0.00$015,112Indirect
Jul 14, 2021Class A Common StockCConversionAcquired+29,166$0.00$029,166Indirect
Jul 14, 2021Class A Common StockCConversionAcquired+9,053$0.00$09,053Indirect
Jul 14, 2021Class A Common StockSSaleDisposed−4,066$58.84F7−$239,243.4411,046Indirect
Jul 14, 2021Class A Common StockSSaleDisposed−1,489$59.72F8−$88,923.089,557Indirect
Jul 14, 2021Class A Common StockSSaleDisposed−22,230$58.85F9−$1,308,235.56,936Indirect
Jul 14, 2021Class A Common StockSSaleDisposed−6,936$59.77F10−$414,564.720Indirect
Jul 14, 2021Class A Common StockSSaleDisposed−6,885$58.83F11−$405,044.552,168Indirect
Jul 14, 2021Class A Common StockSSaleDisposed−2,168$59.74F12−$129,516.320Indirect
Jul 15, 2021Class A Common StockCConversionAcquired+5,555$0.00$015,112Indirect
Jul 15, 2021Class A Common StockCConversionAcquired+29,166$0.00$029,166Indirect
Jul 15, 2021Class A Common StockCConversionAcquired+9,054$0.00$09,054Indirect
Jul 15, 2021Class A Common StockSSaleDisposed−1,639$54.28F13−$88,964.9213,473Indirect
Jul 15, 2021Class A Common StockSSaleDisposed−3,378$55.06F14−$185,992.6810,095Indirect
Jul 15, 2021Class A Common StockSSaleDisposed−538$55.89F15−$30,068.829,557Indirect
Jul 15, 2021Class A Common StockSSaleDisposed−9,636$54.32F16−$523,427.5219,530Indirect
Jul 15, 2021Class A Common StockSSaleDisposed−17,005$55.09F17−$936,805.452,525Indirect
Jul 15, 2021Class A Common StockSSaleDisposed−2,525$55.91F18−$141,172.750Indirect
Jul 15, 2021Class A Common StockSSaleDisposed−3,279$54.38F19−$178,312.025,775Indirect
Jul 15, 2021Class A Common StockSSaleDisposed−5,775$55.25F20−$319,068.750Indirect
Jul 16, 2021Class A Common StockCConversionAcquired+5,556$0.00$015,113Indirect
Jul 16, 2021Class A Common StockCConversionAcquired+29,168$0.00$029,168Indirect
Jul 16, 2021Class A Common StockCConversionAcquired+9,054$0.00$09,054Indirect
Jul 16, 2021Class A Common StockSSaleDisposed−4,218$53.85F21−$227,139.310,895Indirect
Jul 16, 2021Class A Common StockSSaleDisposed−1,338$54.73F22−$73,228.749,557Indirect
Jul 16, 2021Class A Common StockSSaleDisposed−22,058$53.83F21−$1,187,382.147,110Indirect
Jul 16, 2021Class A Common StockSSaleDisposed−7,110$54.70F22−$388,9170Indirect
Jul 16, 2021Class A Common StockSSaleDisposed−6,661$53.81F23−$358,428.412,393Indirect
Jul 16, 2021Class A Common StockSSaleDisposed−2,393$54.68F24−$130,849.240Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 14, 2021Class A Common StockCConversionDisposed−5,555$0.00$0244,431Indirect
Jul 14, 2021Class A Common StockCConversionDisposed−29,166$0.00$09,687,231Indirect
Jul 14, 2021Class A Common StockCConversionDisposed−9,053$0.00$0126,752Indirect
Jul 15, 2021Class A Common StockCConversionDisposed−5,555$0.00$0238,876Indirect
Jul 15, 2021Class A Common StockCConversionDisposed−29,166$0.00$09,658,065Indirect
Jul 15, 2021Class A Common StockCConversionDisposed−9,054$0.00$0117,698Indirect
Jul 16, 2021Class A Common StockCConversionDisposed−5,556$0.00$0233,320Indirect
Jul 16, 2021Class A Common StockCConversionDisposed−29,168$0.00$09,628,897Indirect
Jul 16, 2021Class A Common StockCConversionDisposed−9,054$0.00$0108,644Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F7

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.37 to $59.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.385 to $60.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.345 to $59.3275 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.365 to $60.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.35 to $59.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.35 to $60.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.58 to $54.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.58 to $55.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F15

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $55.64 to $56.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.65 to $54.63 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.65 to $55.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $55.65 to $56.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F19

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.72 to $54.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F20

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.73 to $56.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F21

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F22

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.30 to $55.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F23

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F24

The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.31 to $55.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)