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Lemos Marcelo's Form 4 filing

DeFi Development Corp. (CHAD) · filed Sep 5, 2024

Accession no.
0001575872-24-000985
Filed
Sep 5, 2024
Trade date
Jul 26-Sep 3, 2024
Filing delay
41 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $6.32K. It was filed 41 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lemos MarceloCIK 0001950760Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 3, 2024Common StockPPurchaseAcquired+12,400$0.51F1+$6,32440,739Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 26, 2024Common StockAGrant or awardAcquired+25,000$0.00$025,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price is a weighted average price. These shares were purchased in multiple transactions ranging from $0.50 to $0.52, inclusive. The reporting person undertakes to provide Janover Inc., any security holder of Janover Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote to this Form 4

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)