Fuller Mark C's Form 4/A amendment
AmendedCastellum, Inc. (CTM) · filed Dec 2, 2022
- Accession no.
- 0001575872-22-001228
- Filed
- Dec 2, 2022
- Trade date
- Nov 28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 30, 2022
This filing lists 1 non-derivative transaction. It was filed 4 days after the trade.
This amendment replaces 0001575872-22-001192 (filed Nov 30, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fuller Mark CCIK 0001944544 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 28, 2022 | Common Stock | PPurchaseAcquired | +4,302 | $2,860.00 | +$12,303,720 | 7,651,821 | Direct | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes (a) 7,547,519 common shares held by The Mark Chappelle Fuller Revocable Trust, Mark Fuller, TTEE, (b) 50,000 common shares held by Janice Lynn Dudley Revocable Trust, Janice Lynn Dudley TTEE, (c) 25,000 common shares held by Katherine Fuller, (d) 25,000 common shares held by Michael Fuller, and (e) 4,302 common shares held by Mark Fuller.
- F2
This amendment to Form 4 is filed to accurately reflect the transactions as a purchase (P) in column 3.