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Mooney Barrett's Form 4 filing

AgEagle Aerial Systems Inc. (UAVS) · filed Aug 17, 2022

Accession no.
0001575705-22-000599
Filed
Aug 17, 2022, 6:11 PM ET
Trade date
Aug 15, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $26.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mooney BarrettCIK 0001749282Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2022Common Stock, par value $0.001MOption exerciseAcquired+15,000$0.31+$4,650115,000Direct
Aug 15, 2022Common Stock, par value $0.001SSaleDisposed−15,000$0.75−$11,250100,000Direct
Aug 15, 2022Common Stock, par value $0.001MOption exerciseAcquired+20,000$0.41+$8,200120,000Direct
Aug 15, 2022Common Stock, par value $0.001SSaleDisposed−20,000$0.75−$15,000100,000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2022Common StockMOption exerciseAcquired+20,000––345,000Direct
Aug 15, 2022Common StockMOption exerciseAcquired+15,000––365,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)