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Mooney Barrett's Form 4 filing

AgEagle Aerial Systems Inc. (UAVS) · filed Jun 24, 2022

Accession no.
0001575705-22-000454
Filed
Jun 24, 2022, 6:28 PM ET
Trade date
Jun 21, 2022
Filing delay
3 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $21.4K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mooney BarrettCIK 0001749282Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 21, 2022Common Stock, par value $0.001MOption exerciseAcquired+25,000$0.41+$10,250125,000Direct
Jun 21, 2022Common Stock, par value $0.001SSaleDisposed−25,000$0.858−$21,450100,000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 21, 2022Common StockMOption exerciseAcquired+25,000––355,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)