Mooney Barrett's Form 4 filing
AgEagle Aerial Systems Inc. (UAVS) · filed Jun 13, 2022
- Accession no.
- 0001575705-22-000421
- Filed
- Jun 13, 2022, 9:29 AM ET
- Trade date
- Dec 31, 2020-May 17, 2022
- Filing delay
- 529 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions and 21 derivative transactions. Open-market sales total $605.4K. It was filed 529 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mooney BarrettCIK 0001749282 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +10,000 | $0.41 | +$4,100 | 110,000 | Direct | |
| Feb 1, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −10,000 | $9.92 | −$99,190 | 100,000 | Direct | |
| Mar 1, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +10,000 | $0.41 | +$4,100 | 110,000 | Direct | |
| Mar 1, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −10,000 | $8.52 | −$85,200 | 100,000 | Direct | |
| Mar 30, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +10,000 | $0.41 | +$4,100 | 110,000 | Direct | |
| Mar 30, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −10,000 | $5.76 | −$57,600 | 100,000 | Direct | |
| Apr 30, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +10,000 | $0.41 | +$4,100 | 110,000 | Direct | |
| Apr 30, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −10,000 | $5.83 | −$58,300 | 100,000 | Direct | |
| Jun 1, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +10,000 | $0.41 | +$4,100 | 110,000 | Direct | |
| Jun 1, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −10,000 | $5.11 | −$51,100 | 100,000 | Direct | |
| Jun 30, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +10,000 | $0.41 | +$4,100 | 110,000 | Direct | |
| Jun 30, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −10,000 | $5.35 | −$53,500 | 100,000 | Direct | |
| Jul 21, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +5,000 | $0.41 | +$2,050 | 105,000 | Direct | |
| Jul 21, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −5,000 | $4.17 | −$20,850 | 100,000 | Direct | |
| Aug 17, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +5,000 | $0.41 | +$2,050 | 105,000 | Direct | |
| Aug 17, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −5,000 | $3.53 | −$17,650 | 100,000 | Direct | |
| Sep 14, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +5,000 | $0.41 | +$2,050 | 105,000 | Direct | |
| Sep 14, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −5,000 | $3.30 | −$16,500 | 100,000 | Direct | |
| Oct 19, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +5,000 | $0.41 | +$2,050 | 105,000 | Direct | |
| Oct 19, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −5,000 | $2.95 | −$14,750 | 100,000 | Direct | |
| Jan 11, 2022 | Common Stock, par value $0.001 | MOption exerciseAcquired | +25,000 | $0.41 | +$10,250 | 125,000 | Direct | |
| Jan 11, 2022 | Common Stock, par value $0.001 | SSaleDisposed | −25,000 | $1.44 | −$36,000 | 100,000 | Direct | |
| Feb 15, 2022 | Common Stock, par value $0.001 | MOption exerciseAcquired | +25,000 | $0.41 | +$10,250 | 125,000 | Direct | |
| Feb 15, 2022 | Common Stock, par value $0.001 | SSaleDisposed | −25,000 | $1.04 | −$26,000 | 100,000 | Direct | |
| Mar 15, 2022 | Common Stock, par value $0.001 | MOption exerciseAcquired | +25,000 | $0.41 | +$10,250 | 125,000 | Direct | |
| Mar 15, 2022 | Common Stock, par value $0.001 | SSaleDisposed | −25,000 | $0.93 | −$23,250 | 100,000 | Direct | |
| Apr 12, 2022 | Common Stock, par value $0.001 | MOption exerciseAcquired | +25,000 | $0.41 | +$10,250 | 125,000 | Direct | |
| Apr 12, 2022 | Common Stock, par value $0.001 | SSaleDisposed | −25,000 | $1.05 | −$26,250 | 100,000 | Direct | |
| May 17, 2022 | Common Stock, par value $0.001 | MOption exerciseAcquired | +25,000 | $0.41 | +$10,250 | 125,000 | Direct | |
| May 17, 2022 | Common Stock, par value $0.001 | SSaleDisposed | −25,000 | $0.77 | −$19,250 | 100,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | – | – | 380,000 | Direct | |
| Apr 12, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | – | – | 405,000 | Direct | |
| Mar 31, 2022 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 430,000 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | – | – | 405,000 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | – | – | 430,000 | Direct | |
| Jan 11, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | – | – | 455,000 | Direct | |
| Dec 31, 2021 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 480,000 | Direct | |
| Oct 19, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | – | – | 455,000 | Direct | |
| Sep 30, 2021 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 460,000 | Direct | |
| Sep 14, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | – | – | 435,000 | Direct | |
| Aug 17, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | – | – | 440,000 | Direct | |
| Jul 21, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | – | – | 445,000 | Direct | |
| Jun 30, 2021 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 450,000 | Direct | |
| Jun 30, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | – | – | 425,000 | Direct | |
| Jun 1, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | – | – | 435,000 | Direct | |
| Apr 30, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | – | – | 445,000 | Direct | |
| Mar 31, 2021 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 455,000 | Direct | |
| Mar 30, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | – | – | 430,000 | Direct | |
| Mar 1, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | – | – | 440,000 | Direct | |
| Feb 1, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | – | – | 450,000 | Direct | |
| Dec 31, 2020 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 460,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.