Gardner Thomas J's Form 4 filing
AgEagle Aerial Systems Inc. (UAVS) · filed Jun 13, 2022
- Accession no.
- 0001575705-22-000419
- Filed
- Jun 13, 2022, 9:26 AM ET
- Trade date
- Dec 31, 2020-Mar 31, 2022
- Filing delay
- 529 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 11 derivative transactions. Open-market sales total $248.2K. It was filed 529 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gardner Thomas JCIK 0001676748 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +4,500 | $0.29 | +$1,305 | 4,500 | Direct | |
| Apr 1, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +2,500 | $0.41 | +$1,025 | 7,000 | Direct | |
| Apr 1, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +13,000 | $0.31 | +$4,030 | 20,000 | Direct | |
| Apr 1, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −20,000 | $7.10 | −$142,000 | 0 | Direct | |
| Jul 1, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +2,500 | $0.29 | +$725 | 2,500 | Direct | |
| Jul 1, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +17,500 | $0.31 | +$5,425 | 20,000 | Direct | |
| Jul 1, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −20,000 | $5.31 | −$106,200 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 260,500 | Direct | |
| Dec 31, 2021 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 235,500 | Direct | |
| Sep 30, 2021 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 210,500 | Direct | |
| Jul 1, 2021 | Common Stock | MOption exerciseDisposed | −17,500 | – | – | 185,500 | Direct | |
| Jul 1, 2021 | Common Stock | MOption exerciseDisposed | −2,500 | – | – | 203,000 | Direct | |
| Jun 30, 2021 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 205,500 | Direct | |
| Apr 1, 2021 | Common Stock | MOption exerciseDisposed | −4,500 | – | – | 180,500 | Direct | |
| Apr 1, 2021 | Common Stock | MOption exerciseDisposed | −2,500 | – | – | 185,000 | Direct | |
| Apr 1, 2021 | Common Stock | MOption exerciseDisposed | −13,000 | – | – | 187,500 | Direct | |
| Mar 31, 2021 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 200,500 | Direct | |
| Dec 31, 2020 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 175,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.