Fernandez-McGovern Nicole M.'s Form 4 filing
AgEagle Aerial Systems Inc. (UAVS) · filed Oct 1, 2021
- Accession no.
- 0001575705-21-000667
- Filed
- Oct 1, 2021, 5:32 PM ET
- Trade date
- Dec 21, 2020-Sep 30, 2021
- Filing delay
- 284 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 10 derivative transactions. Open-market sales total $1.38M. It was filed 284 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fernandez-McGovern Nicole M.CIK 0001589809 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +26,500 | $0.06 | +$1,590 | 96,500 | Direct | |
| Jan 19, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −26,500 | $10.75 | −$284,848.5 | 70,000 | Direct | |
| Feb 17, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +26,500 | $0.06 | +$1,590 | 96,500 | Direct | |
| Feb 17, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −26,500 | $14.33 | −$379,692 | 70,000 | Direct | |
| Mar 5, 2021 | Common Stock, par value $0.001 | AGrant or awardAcquired | +10,000 | $0.00 | $0 | 80,000 | Direct | |
| Mar 17, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +26,500 | $0.06 | +$1,590 | 106,500 | Direct | |
| Mar 17, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −26,500 | $7.15 | −$189,395.5 | 80,000 | Direct | |
| Apr 19, 2021 | Common Stock, par value $0.001 | AGrant or awardAcquired | +125,000 | $0.00 | $0 | 205,000 | Direct | |
| Apr 19, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +26,500 | $0.06 | +$1,590 | 231,500 | Direct | |
| Apr 19, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −26,500 | $5.01 | −$132,871 | 205,000 | Direct | |
| May 4, 2021 | Common Stock, par value $0.001 | AGrant or awardAcquired | +111,250 | $0.00 | $0 | 316,250 | Direct | |
| May 17, 2021 | Common Stock, par value $0.001 | MOption exerciseAcquired | +9,533 | $0.06 | +$571.98 | 325,783 | Direct | |
| May 17, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −9,533 | $4.31 | −$41,125.36 | 316,250 | Direct | |
| May 17, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −16,967 | $4.31 | −$73,195.64 | 299,283 | Direct | |
| Jun 17, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −26,500 | $5.35 | −$141,775 | 272,783 | Direct | |
| Jun 30, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −26,533 | $5.35 | −$142,057.68 | 246,250 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 707,500 | Direct | |
| Jun 30, 2021 | Common Stock | AGrant or awardAcquired | +25,000 | – | – | 682,500 | Direct | |
| May 17, 2021 | Common Stock | MOption exerciseDisposed | −9,533 | – | – | 657,500 | Direct | |
| Apr 19, 2021 | Common Stock | MOption exerciseDisposed | −26,500 | – | – | 667,033 | Direct | |
| Mar 31, 2021 | Common Stock | AGrant or awardAcquired | +15,000 | – | – | 693,533 | Direct | |
| Mar 17, 2021 | Common Stock | MOption exerciseDisposed | −26,500 | – | – | 678,533 | Direct | |
| Feb 17, 2021 | Common Stock | MOption exerciseDisposed | −26,500 | – | – | 705,033 | Direct | |
| Jan 19, 2021 | Common Stock | MOption exerciseDisposed | −26,500 | – | – | 731,533 | Direct | |
| Dec 31, 2020 | Common Stock | AGrant or awardAcquired | +15,000 | – | – | 758,033 | Direct | |
| Dec 21, 2020 | Common Stock | AGrant or awardAcquired | +125,000 | – | – | 743,033 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.