Lombardi Brandon F.'s Form 4 filing
Sprouts Farmers Market, Inc. (SFM) · filed Aug 2, 2024
- Accession no.
- 0001575515-24-000128
- Filed
- Aug 2, 2024
- Trade date
- Aug 1, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $727.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lombardi Brandon F.CIK 0001581625 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2024 | Common Stock, par value $0.001 per share | MOption exerciseAcquired | +3,864 | $31.47 | +$121,600.08 | 9,916 | Direct | |
| Aug 1, 2024 | Common Stock, par value $0.001 per share | MOption exerciseAcquired | +3,331 | $32.95 | +$109,756.45 | 13,247 | Direct | |
| Aug 1, 2024 | Common Stock, par value $0.001 per share | SSaleDisposed | −7,195 | $101.07 | −$727,198.65 | 6,052 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2024 | Common Stock, par value $0.001 per share | MOption exerciseDisposed | −3,864 | $0.00 | $0 | 3,864 | Direct | |
| Aug 1, 2024 | Common Stock, par value $0.001 per share | MOption exerciseDisposed | −3,331 | $0.00 | $0 | 6,661 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.