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Thompson Tommy G's Form 4 filing

DOC DR Holdco, LLC · filed Dec 15, 2022

Accession no.
0001574540-22-000135
Filed
Dec 15, 2022
Trade date
Dec 13-14, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $368.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Thompson Tommy GCIK 0001324863Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 13, 2022Common shares, $0.01 par valuePPurchaseAcquired+17,760$15.16F1+$269,241.619,060Indirect
Dec 14, 2022Common shares, $0.01 par valuePPurchaseAcquired+6,575$15.04+$98,88825,635Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported is a weighted average price as these shares were purchased in multiple transactions at prices ranging from $14.94 to $15.43, inclusive. Mr. Thompson undertakes to provide to Physicians Realty Trust, any security holder of Physicians Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)