Theiler Jeffrey's Form 4 filing
DOC DR Holdco, LLC · filed Mar 3, 2022
- Accession no.
- 0001574540-22-000081
- Filed
- Mar 3, 2022
- Trade date
- Mar 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $150.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Theiler JeffreyCIK 0001612985 | Officer (EVP - CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common shares, $0.01 par value | PPurchaseAcquired | +9,225 | $16.26 | +$149,998.5 | 239,704 | Direct | |
| Mar 1, 2022 | Common shares, $0.01 par value | AGrant or awardAcquired | +29,029 | $0.00 | $0 | 268,733 | Direct | |
| Mar 1, 2022 | Common shares, $0.01 par value | FTax withholdingDisposed | −11,755 | $16.37 | −$192,429.35 | 256,978 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common shares, $0.01 par value | AGrant or awardAcquired | +38,705 | $0.00 | $0 | 38,705 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.