Joy Dan A's Form 4 filing
Davey Tree Expert Co · filed May 16, 2022
- Accession no.
- 0001572890-22-000004
- Filed
- May 16, 2022
- Trade date
- May 13, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $199.1K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Joy Dan ACIK 0001572890 | Officer (Ex VP Comm Lndsp/Op Supp Srvcs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Common Stock | SSaleDisposed | −2,640 | $18.10 | −$47,784 | 114,844 | Direct | |
| May 13, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $7.53 | +$15,060 | 116,844 | Direct | |
| May 13, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $8.18 | +$32,720 | 120,844 | Direct | |
| May 13, 2022 | Common Stock | MOption exerciseAcquired | +4,800 | $5.80 | +$27,840 | 125,644 | Direct | |
| May 13, 2022 | Common Stock | MOption exerciseDisposed | −1,538 | $0.00 | $0 | 124,106 | Direct | |
| May 13, 2022 | Common Stock | MOption exerciseDisposed | −990 | $0.00 | $0 | 123,116 | Direct | |
| May 13, 2022 | Common Stock | SSaleDisposed | −8,360 | $18.10 | −$151,316 | 114,756 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 0 | Direct | |
| May 13, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 0 | Direct | |
| May 13, 2022 | Common Stock | MOption exerciseDisposed | −4,800 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.