Rapley David E's Form 4 filing
Liberty Global Ltd. (LBTYA) · filed Nov 12, 2021
- Accession no.
- 0001570585-21-000346
- Filed
- Nov 12, 2021
- Trade date
- Nov 9, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $232.1K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rapley David ECIK 0001195192 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Class A Ordinary Shares | MOption exerciseAcquired | +1,989 | $19.28 | +$38,347.92 | 5,118 | Direct | |
| Nov 9, 2021 | Class A Ordinary Shares | SSaleDisposed | −1,989 | $28.84 | −$57,362.76 | 3,129 | Direct | |
| Nov 9, 2021 | Class C Ordinary Shares | MOption exerciseAcquired | +4,098 | $18.49 | +$75,772.02 | 11,629 | Direct | |
| Nov 9, 2021 | Class C Ordinary Shares | MOption exerciseAcquired | +1,981 | $19.03 | +$37,698.43 | 13,610 | Direct | |
| Nov 9, 2021 | Class C Ordinary Shares | SSaleDisposed | −6,079 | $28.75F1 | −$174,771.25 | 7,531 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Class A Ordinary Shares | MOption exerciseDisposed | −1,989 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Class C Ordinary Shares | MOption exerciseDisposed | −4,098 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Class C Ordinary Shares | MOption exerciseDisposed | −1,981 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reflects a weighted average of sales made at prices ranging from $28.735 to $28.765. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.