Bracken Charles H R's Form 4 filing
Liberty Global Ltd. (LBTYA) · filed Aug 13, 2021
- Accession no.
- 0001570585-21-000282
- Filed
- Aug 13, 2021
- Trade date
- Aug 11-12, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.25M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bracken Charles H RCIK 0001091974 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Class A Ordinary Shares | MOption exerciseAcquired | +59,127 | $16.05 | +$948,988.35 | 88,785 | Direct | |
| Aug 11, 2021 | Class A Ordinary Shares | FTax withholdingDisposed | −45,395 | $28.57 | −$1,296,935.15 | 43,390 | Direct | |
| Aug 12, 2021 | Class A Ordinary Shares | SSaleDisposed | −13,732 | $28.66F1 | −$393,559.12 | 29,658 | Direct | |
| Aug 11, 2021 | Class C Ordinary Shares | MOption exerciseAcquired | +118,255 | $15.12 | +$1,788,015.6 | 238,597 | Direct | |
| Aug 11, 2021 | Class C Ordinary Shares | FTax withholdingDisposed | −88,657 | $28.65 | −$2,540,023.05 | 149,940 | Direct | |
| Aug 12, 2021 | Class C Ordinary Shares | SSaleDisposed | −29,598 | $28.77F2 | −$851,534.46 | 120,342 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Class A Ordinary Shares | MOption exerciseDisposed | −59,127 | $0.00 | $0 | 118,256 | Direct | |
| Aug 11, 2021 | Class C Ordinary Shares | MOption exerciseDisposed | −118,255 | $0.00 | $0 | 236,511 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reflects a weighted average of sales made at prices ranging from $28.58 to $28.70. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The price reflects a weighted average of sales made at prices ranging from $28.685 to $28.7654. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.