Moatazedi David's Form 4 filing
Evolus, Inc. (EOLS) · filed Jun 6, 2024
- Accession no.
- 0001570562-24-000095
- Filed
- Jun 6, 2024
- Trade date
- Jun 4-6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.01M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moatazedi DavidCIK 0001700836 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 4, 2024 | Common Stock | SSaleDisposed | −140,214 | $12.73F1 | −$1,784,924.22 | 533,349 | Direct | |
| Jun 5, 2024 | Common Stock | MOption exerciseAcquired | +155,278 | $5.46 | +$847,817.88 | 688,627 | Direct | |
| Jun 5, 2024 | Common Stock | SSaleDisposed | −155,278 | $12.92F2 | −$2,006,191.76 | 533,349 | Direct | |
| Jun 6, 2024 | Common Stock | MOption exerciseAcquired | +175,940 | $7.28 | +$1,280,843.2 | 709,289 | Direct | |
| Jun 6, 2024 | Common Stock | SSaleDisposed | −175,940 | $12.59F3 | −$2,215,084.6 | 533,349 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2024 | Common Stock | MOption exerciseDisposed | −155,278 | $0.00 | $0 | 155,281 | Direct | |
| Jun 6, 2024 | Common Stock | MOption exerciseDisposed | −175,940 | $0.00 | $0 | 1,006,079 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple trades at prices ranging from $12.70 to $12.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple trades at prices ranging from $12.77 to $13.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The shares were sold in multiple trades at prices ranging from $12.40 to $12.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
CEO and President