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Hayman Robert's Form 4/A amendment

Amended

Evolus, Inc. (EOLS) · filed Sep 13, 2022

Accession no.
0001570562-22-000135
Filed
Sep 13, 2022
Trade date
Sep 7, 2022
Filing delay
6 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Sep 9, 2022

This filing lists 1 non-derivative transaction. Open-market purchases total $50.3K. It was filed 6 days after the trade.

This amendment replaces 0001570562-22-000132 (filed Sep 9, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hayman RobertCIK 0001269349Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 7, 2022Common StockPPurchaseAcquired+5,000$10.05+$50,25039,881Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Total includes 15,568 shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 24, 2022, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read the full filing on SEC EDGAR (opens in a new tab)