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Kim Jae's Form 4 filing

Lumentum Holdings Inc. (LITE) · filed Aug 27, 2026

Accession no.
0001570465-26-000007
Filed
Aug 27, 2026, 9:56 PM ET
Trade date
Aug 25, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 18 non-derivative transactions. Open-market sales total $10.2M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kim JaeCIK 0001570465Officer (SVP, GENERAL COUNSEL)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 25, 2026Common StockSSaleDisposed−205$842.39F2−$172,690.6149,599Direct
Aug 25, 2026Common StockSSaleDisposed−280$843.68F3−$236,230.9949,319Direct
Aug 25, 2026Common StockSSaleDisposed−360$844.66F4−$304,078.2148,959Direct
Aug 25, 2026Common StockSSaleDisposed−570$845.96F5−$482,196.6348,389Direct
Aug 25, 2026Common StockSSaleDisposed−456$847.00F6−$386,234.0147,933Direct
Aug 25, 2026Common StockSSaleDisposed−491$847.94F7−$416,339.0847,442Direct
Aug 25, 2026Common StockSSaleDisposed−600$849.14F8−$509,485.9846,842Direct
Aug 25, 2026Common StockSSaleDisposed−600$850.44F9−$510,262.6846,242Direct
Aug 25, 2026Common StockSSaleDisposed−970$851.31F10−$825,770.5145,272Direct
Aug 25, 2026Common StockSSaleDisposed−1,998$852.33F11−$1,702,952.3443,274Direct
Aug 25, 2026Common StockSSaleDisposed−851$853.54F12−$726,360.2442,423Direct
Aug 25, 2026Common StockSSaleDisposed−1,080$854.84F13−$923,230.2241,343Direct
Aug 25, 2026Common StockSSaleDisposed−273$855.89F14−$233,658.7641,070Direct
Aug 25, 2026Common StockSSaleDisposed−1,679$856.70F15−$1,438,395.9439,391Direct
Aug 25, 2026Common StockSSaleDisposed−815$857.96F16−$699,236.7538,576Direct
Aug 25, 2026Common StockSSaleDisposed−40$858.64−$34,345.638,536Direct
Aug 25, 2026Common StockSSaleDisposed−732$860.04F17−$629,546.8637,804Direct
Aug 25, 2026Common StockAGrant or awardAcquired+1,635$0.00$039,439Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F3

These sales were executed in multiple trades at prices ranging from $843.13 to $843.94.

Referenced by the price of 1 transaction in Table I.

F4

These sales were executed in multiple trades at prices ranging from $844.20 to $845.00.

Referenced by the price of 1 transaction in Table I.

F5

These sales were executed in multiple trades at prices ranging from $845.41 to $846.33.

Referenced by the price of 1 transaction in Table I.

F6

These sales were executed in multiple trades at prices ranging from $846.475 to $847.44.

Referenced by the price of 1 transaction in Table I.

F7

These sales were executed in multiple trades at prices ranging from $847.505 to $848.495.

Referenced by the price of 1 transaction in Table I.

F8

These sales were executed in multiple trades at prices ranging from $848.51 to $849.495.

Referenced by the price of 1 transaction in Table I.

F9

These sales were executed in multiple trades at prices ranging from $849.88 to $850.87.

Referenced by the price of 1 transaction in Table I.

F10

These sales were executed in multiple trades at prices ranging from $850.915 to $851.61.

Referenced by the price of 1 transaction in Table I.

F11

These sales were executed in multiple trades at prices ranging from $851.935 to $852.87.

Referenced by the price of 1 transaction in Table I.

F12

These sales were executed in multiple trades at prices ranging from $853.035 to $854.00.

Referenced by the price of 1 transaction in Table I.

F13

These sales were executed in multiple trades at prices ranging from $854.17 to $855.155.

Referenced by the price of 1 transaction in Table I.

F14

These sales were executed in multiple trades at prices ranging from $855.17 to $856.15.

Referenced by the price of 1 transaction in Table I.

F15

These sales were executed in multiple trades at prices ranging from $856.22 to $857.21.

Referenced by the price of 1 transaction in Table I.

F16

These sales were executed in multiple trades at prices ranging from $857.365 to $858.255.

Referenced by the price of 1 transaction in Table I.

F17

These sales were executed in multiple trades at prices ranging from $859.99 to $860.69.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)